External Compliance Officer
Compli-Serve SA (Pty) Ltd
25 Second Avenue
Harfield Village
7708
PO Box 2358
Clareinch
7740
Contact: Frederick Rossouw
Tel : 086 127 3783
Cell : 083 675 8083
Fax : 021 674 2821
E-mail: frits@compliserve.co.za
Internal Compliance Officer &
Money Laundering Reporting Officer (MLRO)
Contact: Gloria Mac Connel or Sue White
Tel: (021) 762 9888
E-mail: gloria@personalwealth.co.za
E-mail: sue@personalwealth.co.za
Policy Statements
Treating Customers Fairly
Conflict of Interest
POPIA disclosure notice
POPIA Manual
Financial Advisory & Intermediary Services Act
Customer Complaint Management
PAIA Guide (English)
PAIA Guide (Afrikaans)
Financial Intelligence Centre Act (FICA)
FIC Act 2001
FIC Act 2001 regulations
FIC Amendment Act, 2008
FIC Amendment Bill, 2015